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US tax treaty shopping rules: Traps for the unwary

01 June 2012


Income tax treaties can provide significant protections for European investors and businesses in the US. As Congress seeks to close tax loopholes, to generate additional revenue, users of US tax treaties may face even tighter anti-treaty-shopping rules, warn Alfred Groff, Kristen Garry and Nathan Tasso, of Shearman & Sterling.

US Congress is looking to close numerous loopholes to generate extra cash

Traditionally, US tax laws have imposed withholding tax of 30% on US source dividends, interest, rents, royalties and similar income paid to non-US persons. These taxes were enacted at a time that the US was an economic juggernaut, i.e., not concerned with encouraging in-bound investment. In the 1960s, non-US investors flush with US dollars looked for ways to invest profitably in the US. High US withholding tax presented a major barrier to in-bound US investment and tax advisors devised strategies to reduce US withholding taxes.

One common strategy that developed is treaty shopping. Generally, treaty shopping is a practice in which a non-US investor forms a corporation in a jurisdiction (other than its own) that has an income tax treaty with the US in which the investment or business is undertaken. The classic situation is the Aiken...



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